Secretary Galvin Orders Broker-Dealer StockCross and its Agent, Peter Cunningham, to Offer Restitution in Connection with Short-Term Trades to Increase Commissions

(September 3, 2019)

Consent Order (PDF)

Secretary Galvin Charges Broker-Dealer with Making Short-Term Trades to Increase Commissions

(August 14, 2018)

Complaint (PDF)