Orders & Regulations

Regulations Regarding Senior Designations

• Regulations
• Administrative Record (PDF)
• Frequently Asked Questions

Orders Recognizing Accreditation Organizations

• Orders Recognizing Accreditation Organizations   

Table of Fees for Services

All investment advisers registered in Massachusetts must provide clients and prospective clients with a one-page, stand-alone Table of Fees for Services. Below are links to the Adopting Release, the amended regulation, a fillable template Fee Table, and the instructions for completing the Fee Table.

• Fillable Fee Table Template (DOCX)
• Guide to Table of Fees for Services (PDF)
• Adopting Release (PDF)
• Amended Regulations