Secretary Galvin Charges UBS
with Fraud in Auction Rate
Securities Dealings
(On June 26, 2008)
UBS Complaint (PDF, 3.7 MB )
UBS Appendix (PDF, 92 KB )
Exhibits
UBS Exhibits 1-10 (PDF, 1.1 MB )
UBS Exhibits 11-13 (PDF, 956 KB )
UBS Exhibits 14-16 (PDF, 660 KB )
UBS Exhibits 17-21 (PDF, 1.6 MB )
UBS Exhibits 22-27 (PDF, 2.0 MB )
UBS Exhibits 28-31 (PDF, 2.2 MB ) |