Securities Division, William Francis Galvin, Secretary of the Commonwealth
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Secretary Galvin Charges UBS
with Fraud in Auction Rate
Securities Dealings

(On June 26, 2008)

UBS Complaint (PDF, 3.7 MB )

UBS Appendix (PDF, 92 KB )

Exhibits

UBS Exhibits 1-10 (PDF, 1.1 MB )

UBS Exhibits 11-13 (PDF, 956 KB )

UBS Exhibits 14-16 (PDF, 660 KB )

UBS Exhibits 17-21 (PDF, 1.6 MB )

UBS Exhibits 22-27 (PDF, 2.0 MB )

UBS Exhibits 28-31 (PDF, 2.2 MB )

 

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