Secretary Galvin Fines LPL Financial $250,000 for Failure to Supervise the State's Senior Designation Rule

(July 15, 2015)

Order (PDF)

Secretary Galvin Orders LPL Financial to Return $2 Million to Investor Victims

(February 6, 2013)

Order (PDF)

Secretary Galvin Charges LPL Financial with Improper Sales of Non-Traded Reits

(December 12, 2012)

Complaint (PDF)