The period to receive written public comments on the Proposed Regulations Regarding Additional Requirement for Investment Adviser Representative Registration Applications was originally scheduled to close on May 15, 2013. The Securities Division has received notice that some persons wish to submit comments on the proposed regulations and that some commenters wish to supplement their initial comments with more detailed comments. Commenters are advised that all comments are public. Accordingly, the Securities Division will extend the deadline for the filing of written comments on the proposed regulations until July 8, 2013.
Proposed Regulations (PDF)