Preliminary Request for Public Comment on Proposed Fee Table for State-Registered Investment Advisers

June 21, 2018 - Seth C. Warner

Subject: Request for Public Comment on Proposed Fee Table
From: Seth C. Warner
June 21, 2018

Dear RICE Section:

Our firm has but one client which is an unregistered Limited Partnership whose agreement with partners contains an easily understood but complex and detailed fee schedule. At this point we are not soliciting business for any other product and anyone solicited to be a new limited partner of the existing client must be an accredited investor. How would we be expected to comply with the proposed regulation?

Sincerely Yours,
Seth Warner
Seth C. Warner, Managing Member & C.I.O.
ETFConcepts, LLC