Notice of Fee Increases
Effective August 7th, 2002
By an act of the Massachusetts legislature, some of the Massachusetts
Securities Division's filing fees will increase effective Wednesday, August
The increases are as follows:
- Securities brokerage firm registration (initial and renewal) will
increase from $300 to $450.
- Securities agent registration, initial, renewal and transfer, will
increase from $50 to $75 (includes issuer-agents).
- Mutual Fund (open-end investment company) Notice Filing - Initial
Filing will increase from $2000 to $2500.
- Mutual Fund (open-end investment company) Notice Filing - Renewal
Filing will increase from $1000 to $1250.