Notice of Fee Increases
Effective August 7th, 2002

By an act of the Massachusetts legislature, some of the Massachusetts Securities Division's filing fees will increase effective Wednesday, August 7, 2002.

The increases are as follows:

  • Securities brokerage firm registration (initial and renewal) will increase from $300 to $450.
  • Securities agent registration, initial, renewal and transfer, will increase from $50 to $75 (includes issuer-agents).
  • Mutual Fund (open-end investment company) Notice Filing - Initial Filing will increase from $2000 to $2500.
  • Mutual Fund (open-end investment company) Notice Filing - Renewal Filing will increase from $1000 to $1250.