- Citizen Information Service
- Commonwealth Museum
- Corporations
- Elections and Voting
- Lobbyist
- Archives
- Massachusetts Historical Commission
- Public Records
- Publications and
Regulations / Bookstore - Registry of Deeds
- Securities
- News and Updates
- Online Investor Complaint Form
- Enforcement
- RICE
- Overview
- Fee Schedule (BD)
- Registration Information (BD)
- Fee Schedule (IA)
- Registration Information (IA)
- Senior Designation Regulations
- Administrative Record (PDF)
- Orders Recognizing Accreditation Organizations (PDF)
- Senior Designation Regulation FAQ's
- Standards for the Protection of Personal Information for Residents (PDF)
- Privacy Requirements for State Registered Investment Advisers
- Forms
- RICE FAQ
- Additional RICE Information...
- Corporate Finance
- Investor Information
- State House Tours
- Records Center
- Regional Offices
- Address Confidentiality
Secretary Galvin charges Cape Cod pair with unregistered securities sales
(January 27, 2010)
Complaint (PDF)
Exhibits 1-4 (PDF)
Exhibits 5-14 (PDF)
Exhibits 15-26 (PDF)
Order to Cease and Desist (PDF)
Notice of Proceeding (PDF)